Karthik. K

Conduct compliance reviews of investment activities, assessing adherence to regulatory requirements such as UCITS. • Collaborated with portfolio managers and investment teams to address compliance-related issues and recommend appropriate solutions. • Conducted thorough analysis of investment portfolios to identify any breaches or deviations from mandate restrictions. • Maintained strong relationships with clients and provided support during client meetings and inquiries regarding mandate compliance. • Assisted in the implementation of compliance – related projects and initiatives. • Contributed to the successful migration from JPM TRAC to ALTO GRS, ensuring seamless transition of investment compliance processes and data management. Collaborated with cross￾functional teams to analyze requirements, identify gaps and implement solution. • Implemented automated solutions for multiple manual controls within the investment compliance framework, resulting in increased efficiency, accuracy and cost saving